Dorothy Heyl is the General
Counsel and Chief Compliance officer of Prima Capital Advisors LLC.
Dorothy joined Prima after
serving for over 12 years as Of Counsel at Milbank, Tweed, Hadley & McCloy
in its Litigation Department. At
Milbank, her practice included providing advice to investment advisers and broker-dealers
on regulatory requirements, as well as performing due diligence on investment
advisers for high-net-worth individuals.
Before Milbank, Dorothy was an attorney for over 17 years in the Enforcement Division of the U.S. Securities and Exchange
Commission in the New York Regional Office, where she investigated numerous types of securities law violations. At
the beginning of her legal career, she was an associate at Rosenman & Colin (now Katten Muchin Rosenman) for three years. Dorothy earned her J.D. from the University
of Virginia Law School and has published articles on, among other things, SEC
sanctions and remedies. She serves the
boards of several arts non-profits in Hudson, New York, as well on the 50th Anniversary Task Force for
the Olana State Historic Site.