Dorothy Heyl is the General Counsel and
Chief Compliance officer of Prima Capital Advisors LLC. Before joining Prima in 2017, Ms. Heyl was Of
Counsel at Milbank, Tweed, Hadley & McCloy in its Litigation
Department. At Milbank, her practice included providing advice to
investment advisers and broker-dealers on regulatory requirements, as well as
performing due diligence on investment advisers for high-net-worth
individuals. Before Milbank, Ms.
Heyl was an attorney for over 17 years in the Enforcement Division of the U.S.
Securities and Exchange Commission in the New York Regional Office, where she
investigated numerous types of securities law violations. She began her legal career at Rosenman &
Colin (now Katten Muchin Rosenman) as a Litigation Associate.
Heyl has published articles on, among other things, SEC sanctions and remedies.